SEC Compliance & Corporate Governance

Preparation and Filing of 10-Ks and 10-Qs, other SEC Filings Including Registration Statements, Proxy Statements and Other Compliance-Related Activities

We have over 20 years of combined experience in the SEC filing requirements needed to stay compliant as a reporting company, whether you are traded on the NASDAQ, NYSE, OTCQB/QX or looking to uplist from the OTC Pink markets. The complexity and timeliness of the requirements under the Securities Act of 1934, as well as Sarbanes-Oxley, has made it increasingly difficult for smaller companies to keep up with the SEC required paperwork. We can affordably and efficiently perform the work so that you can timely file your 10-K, 10-Q, 8-K, S-1 and proxy statements. We are able to assist, or completely manage the editing and developing of necessary content required for these SEC filings.

Consultation on Compliance with Sarbanes-Oxley

Our staff is skilled in Sarbanes-Oxley compliance and can assess and assist management in implementing the necessary steps to become compliant under SOX.

Shareholder Meeting Preparation

In addition, we are equipped to plan, prepare and coordinate the filings and venues necessary to assist you in your regular or special shareholder meetings.