financial solutions

"Public filings are a struggle every quarter."

How We Can Help

company going public

Running a public company adds significant demands on your time and presents a myriad of unique compliance challenges. Eventus can take ownership and RESPONSIBILITY for the complicated world of SEC reporting and compliance so that you are free to focus on what you do best: growing your business.

company going public

When it comes to the time-consuming and labor-intensive world of regulatory compliance, Eventus believes in the proven philosophy of “measure twice and cut once” – that is, diligent preparation, careful planning, and thorough research before taking action are the best ways to guarantee cost-effectiveness and efficient deployment of resources.

Our experience covers the full scope of requirements and compliance issues your company is likely to encounter including:

  • Reporting for filings under the Securities Exchange Act of 1934 (Forms 10-K, 10-K and 8-K)
  • Internal Controls and SOX Compliance
  • Assistance with registration statements (Form S-1 and Form 10)
  • Section 16 Reporting
  • Proxy Statements
  • Shareholder meeting logistics, materials and management
  • Environmental, Social, and Governance (ESG) Policy Guidance, Reporting, and Compliance
  • Pay Versus Performance Disclosure Rule Compliance Review and Guidance


And with Eventus on your team, an inquiry or comment from the SEC need not be a sudden cause for concern. Rest easy as this is normal and you will know that Eventus is prepared with the knowledge of your filings and technical accounting issues to help respond as needed.

Initial Public Offering Planning & Filing

The planning for a traditional IPO, the audit preparation, the preparation and filing of a registration statement, as well as the continuing reporting requirements under the Securities Exchange Act of 1934 are intense and time-consuming and require many parties to work together collaboratively. We have the expertise to work with you every step of the way and to seamlessly interact with your SEC counsel and auditors so that you can continue to focus on your daily operations.

Financial Industry Regulatory Authority (FINRA)

Filing with FINRA is a critical component to taking your company public, but it is also a highly regulated and difficult process to navigate. We have relationships with the key market-makers that can sponsor your filing and make a market in company securities.

Alternative Public Offerings

APOs aren’t for everyone, but it’s worth exploring whether a reverse-merger with an existing registered or non-registered “shell” may be in your company’s best interest. We can assess the landscape of options and map out the possibilities available to you.

Regulation A+

The Jumpstart Our Business Startup Act (JOBS) of 2012 significantly increased the limit on capital raises and reduced the burden and cost of compliance and reporting under Regulation A. We would be happy to walk you through the resulting “Regulation A+”, which provides different kind of compliance issues with less initial and ongoing expense compared to a traditional IPO.

Direct Listings

Unlike a reverse-merger, self-registering with the SEC can be highly appealing as a custom-tailored approval to going public. If this option is right for you, our expertise with the required filings and coordination with SEC counsel and auditors can make this process as cost-effective and efficient as possible.

SPAC Consulting

Going public via a SPAC has become a major public market strategy over the past few years. We have a team of Controllers and SEC Managers dedicated to supporting “sponsors” with IPO preparedness as they create their SPAC entity and head towards an IPO. We efficiently and cost effectively handle all of the financial statement preparation and auditor interface needs for our clients to ensure that they can focus on their strategy.